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Saturday, October 24, 2020

BSA Compliance Requirements During the COVID-19 Challenge Webinar

Start Date: 4/24/2020 9:00 AM MDT
End Date: 10/24/2020 10:30 AM MDT


Organization Name: Independent Bankers of Colorado

Contact:
Tara F. Hunter
Email: thunter@ibcbanks.org
Phone: (303) 832-2000

BSA Compliance Requirements During the COVID-19 Challenge
9:00 am – 10:30 am MT

Has COVID-19 impacted your BSA procedures?  Are your accountholders more prone to fraudulent attacks?  What is the “new” normal during and after this pandemic?  Join us to learn how to stay in compliance with existing and developing BSA requirements amid the COVID-19 crisis.
 
AFTER THIS WEBINAR YOU’LL BE ABLE TO:

  • Navigate CDD requirements
  • Develop a contingency plan for your AML monitoring program
  • Update policies, procedures, and risk assessments to comply with recent regulatory guidance
  • Document exceptions to BSA policy and procedures to avoid examination scrutiny
  • Identify red flags for common COVID-19-related scams and recognize when a SAR may be warranted
 
WEBINAR DETAILS
In a few short weeks COVID-19 has dramatically changed our daily lives. Your accountholders have been forced to change how they conduct even the most basic banking transactions.  Many branch lobbies are closed to everyday traffic, employees are working remotely, and in some cases, accountholder activities are shifting toward a “new” normal.  Amid of all this, your institution is still required to adhere to BSA requirements and ensure the five pillars supporting your BSA program hold strong despite the chaos.
 
Join this jam-packed session to learn how the COVID-19 pandemic and related regulatory orders and guidance have affected BSA compliance.  It will address policy and risk assessment considerations, proper CIP exception documentation, what to do if reports can’t be filed on time, and how to protect accountholders from potential scams and report suspected fraud.  You’ll learn the latest regulatory guidance, plus tips and best practices to navigate today’s unique challenges.
 
WHO SHOULD ATTEND?
This informative session is designed for BSA officers, compliance officers, new accounts personnel, and branch managers.
 
TAKE-AWAY TOOLKIT
  • Sample BSA risk assessment updated to address COVID-19
  • Spreadsheet to track pandemic-related BSA program changes
  • Employee training log
 
DON’T MISS THESE RELATED WEBINARS!
BSA High-Risk Customers: Identifying, Enhanced Due Diligence & Monitoring
on Wednesday, January 8, 2020
 
Leveraging BSA Controls for More Effective OFAC Compliance
on Wednesday, May 13, 2020
 
Avoiding BSA Compliance Violations
on Tuesday, December 1, 2020
 
MEET THE PRESENTER
Dawn Kincaid, Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University.  She has 19 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance.  Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services.  Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer.  She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
 
THREE REGISTRATION OPTIONS – WHAT YOU GET
1. Live Webinar Includes
  • Unlimited connections within your institution to the Live Webinar
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Presenter’s contact info for follow-up
 
2. Recorded Webinar Includes
  • Recording of the Live Webinar
  • Available two business days following Live date
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your institution
  • Presenter’s contact info for follow-up
 
3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.