Event Calendar

Tuesday, September 17, 2019

Regulation E Series: Auditing for Reg E Compliance

Start Date: 9/17/2019 1:00 PM MDT
End Date: 3/17/2020 2:30 PM MDT

Organization Name: Independent Bankers of Colorado

Tara F. Hunter
Email: thunter@ibcbanks.org
Phone: 303-832-2000

Regulation E Series: Auditing for Reg E Compliance
1:00 pm – 2:30 pm MT

Regulation E is one of the most important regulations governing deposit operations.  It establishes the rights, liabilities, and responsibilities of all participants in the electronic fund transfer systems.  Everyone knows that Reg E applies to ATM and debit card transactions, but Reg E is so much more.  It covers all types of electronic fund transfers such as ACH direct deposit, electronic bill pay, online banking, and mobile banking.  Reg E also contains the disclosures required for prepaid and gift cards and restricts the related fees and expiration dates.  In addition, it governs remittances from U.S. consumers to individuals and businesses in foreign countries.  This webinar will be a comprehensive review of the numerous Reg E requirements important to your deposit operations.

  • Types of transactions covered by Reg E
  • Reg E model disclosures
  • Required opt-in provisions before overdraft fees can be charged
  • Review of the CFPB’s detailed compliance checklists for issuance of access devices, periodic statements, overdraft service opt-in, prepaid cards, and error resolution
  • Your institution’s liability for violating Reg E
  • Reg E record retention requirements
    • Electronic Fund Transfer Act examination procedures published by the CFPB, including a 32-page examination checklist
    • Employee training log
    • NEW – Interactive quiz
This informative session will benefit all deposit staff, tellers, service representatives, new accounts personnel, account officers, managers, auditors, attorneys, and compliance personnel.

Continuing Education: Attendance verification for CE credits upon request.
NOTE:  All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.


Elizabeth Fast, JD & CPA
Spencer Fane LLP
Elizabeth Fast is a partner with Spencer Fane Britt & Browne LLP where she specializes in the     representation of financial institutions. Elizabeth is the head of the firm’s training division. She received her law degree from the University of Kansas and her undergraduate degree from Pittsburg State University. In addition, she has a Master of Business Administration degree and she is a Certified Public Accountant. Before joining Spencer Fane, she was General Counsel, Senior Vice President, and Corporate Secretary of a $9 billion bank with more than 130 branches, where she managed all legal, regulatory, and compliance functions. She is a member of the Missouri State Banking Board by appointment of the Governor.

Online Registration

Registration is Closed
Closed: 3/17/2020 1:00 PM

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