Event Calendar

Thursday, June 16, 2022

Decoding the Examination Process: 10 Essential Techniques to Thrive During Your Next Exam Webinar

Start Date: 6/16/2022 1:00 PM MDT
End Date: 6/16/2022 2:30 PM MDT

Event Website: https://financialedinc.com/decoding-the-examination-process-10-essential-techniques-to-thrive-during-your-next-exam

Organization Name: Independent Bankers of Colorado

Maelynn Lewis
Email: mlewis@ibcbanks.org
Phone: (720) 607-7937

A regulatory examination should be viewed as an opportunity to show off your operations, rather than an enemy invasion. In reality, regulators are not trying to surprise you during exams, and they give plenty of notice of their intended targets – if you know where to look... How much time and effort are diverted from normal required tasks when you have to prepare for an examination?  Even with virtual examinations, the more time examiners spend with you, the less time you are spending on the core mission. But with smart preparation, more scrutiny doesn't have to mean more time spent on compliance. This webinar will cut through the “regulatory speak” and show how concentrated preparation around key regulatory and operational issues can put examiners at ease and get you back to focusing on the mission first. Don’t be caught ill-prepared for the new realities of regulatory examinations. Join us for a review of the current regulatory climate, core regulatory concerns, and best practices for planning, preparing, and engaging with the examination team.

  • Explore recent regulatory examination guidance
  • Appreciate examination trends and hot topics
  • Understand and present your institution’s risk management process
  • Uncover mysteries of the examination resources
  • Use effective communication strategies
  • Engage best practices for preparing your key process stakeholders
  • Examination preparation checklist
  • Inventory of examination resources
  • Employee training log
  • Interactive quiz
  • PDF of slides and speaker’s contact info for follow-up questions
  • Attendance certificate provided to self-report CE credits
This informative session is designed for executives, senior management staff, compliance personnel, lending staff, finance staff, internal auditors, and anyone involved in examination preparation.
Surviving a BSA Exam: Recent Hot Spots, recording available
Mission TRID: Overcoming Examiner-Cited Mistakes, Tuesday, August 16, 2022
Preparing for Examination Under the Mortgage Servicing Rules, Thursday, October 13, 2022
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your agency is prohibited. Print materials may be copied for eligible participants only.
David A. Reed, JD, Reed & Jolly, PLLC
Attorney, author, consultant, and nationally recognized trainer, David Reed is a partner in the law firm of Reed & Jolly, PLLC. He provides guidance to financial institutions on establishment and revision of policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance. His engaging speaking style has made him a nationwide lecturer on regulatory compliance, consumer lending, bankruptcy, and collections. A former trial attorney and vice president and general counsel of a large regional financial institution, David is also a Certified Fraud Examiner. He is particularly known as an expert in the areas of operations, bankruptcy, and collections. He has trained state and federal examination staff on numerous issues, including BSA, ID theft red flags, SAFE Act, third-party contract management, and bankruptcy.

1. Live Webinar Includes
  • Unlimited connections within your institution to the Live Webinar
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Presenter’s contact info for follow-up
 2. On-Demand Webinar Includes
  • Recording of the Live Webinar
  • Available two business days following Live date
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your institution
  • Presenter’s contact info for follow-up
3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.

Online Registration

Registration is Closed
Closed: 6/15/2022 3:00 PM

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